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Louis Mancinelli

LPL Financial LLC
42 Years of Experience
Bedminster, NJ
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Louis Mancinelli is a registered investment advisor at LPL Financial LLC, based in Bedminster, NJ, with 42 years of industry experience. Louis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Bedminster, NJ

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Settled
Customer Dispute
October 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Louis sells life, health, and long-term care insurance through HCB (Highland Capital Brokerage) and earns commission. This activity takes minimal time, with 3 hours during trading and 5 hours per month overall.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Cadaret, Grant & CO., INC.Broker
August 2023 - July 2025 · 1 yr 11 mos
Cadaret Grant & CO INC
August 2023 - July 2025 · 1 yr 11 mos
Securities America Advisors, INC.
December 2015 - August 2023 · 7 yrs 8 mos
Securities America, INC.Broker
December 2015 - August 2023 · 7 yrs 8 mos
Ridgeway Conger Advisory Services
January 2015 - December 2015 · 11 mos
Ridgeway Conger Advisory Services
June 2012 - December 2014 · 2 yrs 6 mos
Adirondack Trading Group LLCBroker
May 2012 - December 2015 · 3 yrs 7 mos
Innovative Market Trends
October 2007 - October 2011 · 4 yrs
Tfs Securities, INC.Broker
October 2007 - October 2011 · 4 yrs
Your Money Matters Brokerage Services,inc.
July 2002 - February 2007 · 4 yrs 7 mos
Your Money Matters Brokerage Services, INC.Broker
October 1993 - October 2007 · 14 yrs
Cadaret, Grant & CO., INC.Broker
February 1990 - October 1993 · 3 yrs 8 mos
Focus II Securities, INC.Broker
October 1989 - February 1990 · 4 mos
Cadaret, Grant & CO., INC.Broker
November 1988 - November 1989 · 1 yr
Focus Securities, INC.Broker
September 1988 - November 1988 · 2 mos
First American National Securities, INC.Broker
January 1984 - October 1988 · 4 yrs 9 mos
State Registrations19 states
AZCACOCTDEFLGAMAMDMINCNJNYORPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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