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Robert Murphy

Oppenheimer & CO. INC.
42 Years of Experience
Washington, DC
4 DisclosuresBroker
View SEC Summary
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Robert Murphy is a registered investment advisor at Oppenheimer & CO. INC., based in Washington, DC, with 42 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1801 K Street Nw, Suite 750, Washington, DC, 20006

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2006
Denied
Customer Dispute
June 2001
Settled
Customer Dispute
March 2000
Settled
Customer Dispute
January 1992
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
August 2022 - Present · 4 yrs 2 mos
Oppenheimer & CO. INC.
July 2022 - Present · 4 yrs 3 mos
Oppenheimer & CO. INC.Broker
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
RBC Capital Markets, LLC
September 2014 - July 2022 · 7 yrs 10 mos
RBC Capital Markets, LLCBroker
September 2014 - July 2022 · 7 yrs 10 mos
Morgan Stanley
June 2009 - October 2014 · 5 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2014 · 5 yrs 4 mos
Morgan Stanley & CO. Incorporated
April 2008 - June 2009 · 1 yr 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2008 - June 2009 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1994 - April 2008 · 13 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1984 - April 2008 · 24 yrs 2 mos
State Registrations8 states
CACODCDEFLMDNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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