JW
JW
James Wohlgemuth is a registered investment advisor at Morgan Stanley, based in Bozman, MD, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Bozman, MD
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Regulatory History (1)
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Customer Dispute
April 2008Settled
Other Business Activities
James owns rental property since 2015. This activity is investment-related and takes minimal time outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2009 - June 2009 · 2 mos
Morgan Stanley & CO. IncorporatedBroker
March 2009 - June 2009 · 3 mos
Deutsche Bank Securities INC.Broker
January 2001 - March 2009 · 8 yrs 2 mos
Deutsche Bank Securities INC.
October 1998 - March 2009 · 10 yrs 5 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
August 1987 - September 1997 · 10 yrs 1 mo
Dean Witter Reynolds INC.Broker
January 1984 - September 1987 · 3 yrs 8 mos
State Registrations31 states
AZCACOCTDCDEFLGAIDILINKSLAMAMDMEMIMNMONCNHNJNMNVNYORPATNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.