John Grimaldi is a registered investment advisor at Grimaldi Investment Services, LLC, based in Yorktown, IN, with 34 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 22 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K - $500K | 0.55% |
| $500K+ | 0.50% |
Fees listed are for equity accounts. Fixed income accounts have lower fees: 0.45% for the first $250,000, 0.40% for the next $250,000, and 0.35% for amounts above $500,000. Minimum yearly fee is $360. Fees may be negotiated.
Fee Estimator
Location
Yorktown, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Grimaldi Investment Services, LLC
State Registrations1 state
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