Patrick Markey is a CFP-designated registered investment advisor at Northcape Wealth Management, based in Williamsville, NY, with 42 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 636 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NorthCape Wealth Management charges a maximum annual fee of 1.5% of the assets they manage. The specific fee is negotiated based on the complexity of the engagement and the total household assets under management. The fee is generally billed in advance each calendar quarter based on the market value of the assets on the last day of the previous calendar quarter.
Location
6565 Main Street, Williamsville, NY, 14221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Patrick participates in FINRA dispute resolution as an industry representative, beginning in 1995. This involves reviewing documents, listening to arguments, and rendering decisions, taking minimal time.
Employment History
Current Registrations
Northcape Wealth Management
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations2 states
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