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Carolyn Cahill-Asher

42 Years of Experience
Rolling Hills Estates, CA
Broker

Carolyn Cahill-Asher is a registered investment advisor at Raymond James & Associates, INC., based in Rolling Hills Estates, CA, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

608 Silver Spur Road, Suite 380, Rolling Hills Estates, CA, 90274

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
April 2008 - Present · 18 yrs 3 mos
Raymond James & Associates, INC.
April 2008 - Present · 18 yrs 3 mos
Raymond James & Associates, INC.
April 2008 - Present · 18 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
April 2003 - May 2008 · 5 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - May 2008 · 14 yrs 10 mos
Lehman Brothers INC.Broker
January 1984 - July 1993 · 9 yrs 6 mos
State Registrations21 states
AZCACOFLGAHIILKYMAMIMTNCNVNYOHORTNTXUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Carolyn Cahill-Asher - Financial Advisor | TrueAdvisor