RN
RN

Richard Noonan

42 Years of Experience
Lexington, KY
Broker

Richard Noonan is a registered investment advisor at Raymond James & Associates, INC., based in Lexington, KY, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

489 East Main, Lexington, KY, 40507

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is an officer (Treasurer) of S.T.E Inc. since 2001, dedicating minimal time to the business for annual meetings and treasurer reports. This activity is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
January 2006 - February 2013 · 7 yrs 1 mo
Morgan Keegan & Company, INC.Broker
January 2006 - February 2013 · 7 yrs 1 mo
Hilliard Lyons Asset Management
January 2004 - January 2006 · 2 yrs
J.J.B. Hilliard, W.L. Lyons, INC.Broker
January 1984 - January 2006 · 22 yrs
State Registrations16 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.