Mark Overby

33 Years of Experience

Sycamore, IL

Broker

Mark Overby is a registered investment advisor at Raymond James & Associates, INC., based in Sycamore, IL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

5669 advisors

IM Fee

Planning only

Assets Under Management

$501.0B

Fee Structure

Investment management only (planning not offered)

Hourly Rate:Up to $400/hr

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Location

605 Plaza Drive, Suite 1, Sycamore, IL, 60178

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Mark owns rental real estate property since 2001, spending minimal time on it. This activity is investment-related.

Employment History

Current Registrations

Raymond James & Associates, INC.

September 2005 - Present · 20 yrs 8 mos

Raymond James & Associates, INC.Broker

April 2005 - Present · 21 yrs 1 mo

Previous Registrations

Edward JonesBroker

March 1993 - May 2005 · 12 yrs 2 mos

Kettler & CompanyBroker

January 1984 - August 1984 · 7 mos

State Registrations39 states

AKALARAZCACOCTDCFLGAIAIDILINKSKYLAMAMDMEMIMNMONCNENJNVNYOHOKORPASCTNTXUTVAWAWI

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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