Lisa Kennedy
Lisa Kennedy is a registered investment advisor at Osaic Wealth, INC., based in Rochester, MN, with 26 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2770 Commerce Drive Nw, Rochester, MN, 55901
Get directionsHistory
Regulatory History (1)
Criminal
July 1990Other Business Activities
Lisa is an OSJ Branch Manager Delegate for Collective Financial Group, Securities Support Unit, and Advisor's Advantage Network (AAN). These roles involve supervision and take up a full-time commitment.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
Transamerica Financial Advisors, INC.Broker
World Group Securities, INC.Broker
Transamerica Financial Advisors, INCBroker
Invest Financial CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.