Stephen Astle
Stephen Astle is a registered investment advisor at Commonwealth Financial Network, based in Portland, OR, with 33 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
2175 NW Raleigh Street, Suite 110, Portland, OR, 97210
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 1999Other Business Activities
Stephen is part owner of Astle Investment Management, Inc., an entity created for securities business. This activity is investment-related and conducted at the branch.
Employment History
Current Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Salomon Smith Barney INC.Broker
Prudential Securities IncorporatedBroker
Sutro & CO. IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Sutro & CO. IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.