Christopher Swanson
Christopher Swanson is a registered investment advisor at Compass Financial Advisors LLC, based in Fort Wayne, IN, with 42 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 659 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.65% |
Fees may be negotiable.
Fee Estimator
Location
9933 Dupont Circle Drive West, Suite 100, Fort Wayne, IN, 46825
Get directionsHistory
Regulatory History (1)
Criminal
June 1977Other Business ActivitiesSells Insurance
Christopher is an Investment Advisor Representative with Compass Financial Advisors, dedicating about half his time to assisting clients with financial goals. He also sells insurance products, but spends minimal time on this activity, and is president of Simple Auto Simple Credit, dedicating about half his time to managerial duties.
Employment History
Current Registrations
Compass Financial Advisors LLC
Previous Registrations
Ausdal Financial Partners, INC.Broker
Harbour Investments, INC.Broker
Securities America, INC.Broker
Fintegra, LLCBroker
Gregory Zent & Swanson, INC.
Gregory, Zent & Swanson INC.Broker
Roney & CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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