Christopher John Swanson

Ausdal Financial Partners, INC.

41 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Ausdal Financial Partners, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

217 advisors

Number of Clients

10,402 clients

Average Client Portfolio

$205K average

Assets Under Management

$2.1B

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

9933 Dupont Circle Drive West, Suite 100, Fort Wayne, IN, 46825

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History

Regulatory History (1)

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Criminal

June 1977

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Christopher is an Investment Advisor Representative with Compass Financial Advisors, dedicating about half his time to assisting clients with financial goals. He also sells insurance products, but spends minimal time on this activity, and is president of Simple Auto Simple Credit, dedicating about half his time to managerial duties.

Employment History

Current Registrations

Ausdal Financial Partners, INC.Broker

January 2021 - Present · 5 yrs 1 mo

Compass Financial Advisors LLC

October 2012 - Present · 13 yrs 4 mos

Previous Registrations

Harbour Investments, INC.Broker

May 2016 - December 2020 · 4 yrs 7 mos

Securities America, INC.Broker

July 2015 - May 2016 · 10 mos

Fintegra, LLCBroker

October 2012 - July 2015 · 2 yrs 9 mos

Gregory Zent & Swanson, INC.

December 1998 - December 2012 · 14 yrs

Gregory, Zent & Swanson INC.Broker

March 1990 - November 2012 · 22 yrs 8 mos

Roney & CO.Broker

April 1984 - March 1990 · 5 yrs 11 mos

State Registrations21 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.