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Christopher Roloff

17 Years of Experience
Estero, FL
Broker

Christopher Roloff is a registered investment advisor at Ameriprise Financial Services, LLC, based in Estero, FL, with 17 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Estero, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is on the Board of Directors for Roloff since 2014, dedicating minimal time. He is also an advisor for MJW Group LLC since 2019, spending about 10-20% of his time, including during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2014 - Present · 11 yrs 6 mos
Ameriprise Financial Services, LLCBroker
October 2014 - Present · 11 yrs 7 mos
Ameriprise Financial Services, LLC
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
Citigroup Derivatives Markets INC.Broker
July 2009 - December 2013 · 4 yrs 5 mos
Mutual Service CorporationBroker
January 1984 - May 1985 · 1 yr 4 mos
State Registrations18 states
AZCACODCFLGAHIILMDMNNCNYPASCSDTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Roloff - Financial Advisor | TrueAdvisor