Kenneth Neuman is a registered investment advisor, based in Stamford, CT, with 41 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kenneth is an agent for Steward Partners Global Advisory, installing non-variable insurance products. He dedicates minimal time to this activity.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
October 2018 - May 2022 · 3 yrs 7 mos
Morgan Stanley
June 2009 - October 2018 · 9 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2018 · 9 yrs 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
August 2006 - April 2007 · 8 mos
Morgan Stanley
August 2006 - April 2007 · 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 1990 - August 2006 · 16 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1984 - August 2006 · 22 yrs 4 mos
State Registrations25 states
AKAZCACTDCDEFLGAHIILMAMDMONCNJNYOHORPASCTXVAVTWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.