AW
AW

Archibald Walker

42 Years of Experience
Melville, NY
3 DisclosuresBroker

Archibald Walker is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Melville, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

300 Broadhollow Rd, Melville, NY, 11747

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
Customer Dispute
June 2002
Closed-No Action
Customer Dispute
November 2001
Settled
Other Business Activities

Archibald is a managing member of Walker Farm Property, LLC and Walker Vernon Valley Farm, LLC, spending minimal time on each. He is also a passive investor in Blue Owl Credit Income Corp.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - Present · 18 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1984 - Present · 42 yrs 2 mos
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
August 2004 - December 2005 · 1 yr 4 mos
State Registrations32 states
AZCACTDEFLGAILKYLAMAMDMEMIMOMTNCNENHNJNVNYOHOKPARISCTNTXVAVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.