Ellen Ficacci is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2020 - Present · 5 yrs 10 mos
Morgan StanleyBroker
September 2020 - Present · 5 yrs 10 mos
Morgan Stanley
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
RBC Capital Markets, LLCBroker
October 2009 - September 2020 · 10 yrs 11 mos
RBC Capital Markets, LLC
October 2009 - September 2020 · 10 yrs 11 mos
J. B. Hanauer & CO.
June 2002 - October 2009 · 7 yrs 4 mos
J. B. Hanauer & CO.Broker
November 1988 - October 2009 · 20 yrs 11 mos
Halpert and Company, INC.Broker
December 1986 - November 1988 · 1 yr 11 mos
Tripp & CO., INC.Broker
April 1986 - December 1986 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.