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Michael Lockhart

42 Years of Experience
Hauppauge, NY
Broker

Michael Lockhart is a registered investment advisor at Morgan Stanley, based in Hauppauge, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

888 Veterans Memorial Highway, Suite 300, Hauppauge, NY, 11788

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael is a silent partner in two rental property businesses in Selden, New York: one since 2011 and another since 2021. These activities are investment-related and require minimal time commitment.

Employment History
Current Registrations
Morgan Stanley
May 2023 - Present · 3 yrs
Morgan StanleyBroker
May 2023 - Present · 3 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2006 - May 2023 · 17 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1984 - May 2023 · 39 yrs 3 mos
State Registrations29 states
ARAZCACOCTDCFLILINKSLAMAMDMEMOMTNCNHNJNVNYPAPRRISCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Lockhart - Financial Advisor | TrueAdvisor