Dorothy Mannix is a registered investment advisor, based in Naples, FL, with 35 years of industry experience.
Location
Naples, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dorothy is a Managing Partner/Financial Advisor at Gratus Wealth Advisors and a Managing Partner at Cavalier Wealth Partners, LLC. She also sells fixed/traditional insurance products and services existing broker dealer relationships as a Registered Representative.
Employment History
Current Registrations
Purshe Kaplan Sterling Investments
Purshe Kaplan Sterling InvestmentsBroker
Gratus Wealth Advisors LLC
Previous Registrations
Newedge Securities, INC.Broker
Newedge Advisors
Truist Advisory Services, INC.
Truist Investment Services, INC.Broker
Bb&t Securities, LLC
Bb&t Securities, LLCBroker
Scott & Stringfellow, LLC
Scott & Stringfellow, LLCBroker
Bb&t Investment Services, INC.
Bb&t Asset Management, INC.
Bb&t Investment Services, INC.Broker
Dean Witter Reynolds INC.Broker
Dean Witter Reynolds INC.Broker
Neidiger, Tucker, Bruner, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.