James Forsman is a registered investment advisor at Morgan Stanley, based in St. Petersburg, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
150 Second Avenue North, Suite 1400, St. Petersburg, FL, 33701
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
April 1991 - June 2009 · 18 yrs 2 mos
Citigroup Global Markets INC.Broker
September 1987 - June 2009 · 21 yrs 9 mos
Sherwood Capital, INC.Broker
February 1987 - September 1987 · 7 mos
First Jersey Securities, INC.Broker
March 1984 - January 1987 · 2 yrs 10 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.