AC
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Andrew Cecil

41 Years of Experience
New York, NY
1 DisclosureBroker

Andrew Cecil is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

One Bryant Park, New York, NY, 10036

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2003
Settled
Other Business Activities

Andrew is writing a fictional book about a boy growing up in Victorian London. This activity takes about 10-20% of his time.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2002 - Present · 23 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2002 - Present · 23 yrs 7 mos
Previous Registrations
Prudential Securities Incorporated
August 1989 - October 2002 · 13 yrs 2 mos
Prudential Securities IncorporatedBroker
August 1989 - October 2002 · 13 yrs 2 mos
Thomson Mckinnon Securities INC.Broker
February 1985 - August 1989 · 4 yrs 6 mos
J. Bush & CO., IncorporatedBroker
April 1984 - February 1985 · 10 mos
State Registrations20 states
CACTFLGAHIILINMAMDMENCNDNJNMNYPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Cecil - Financial Advisor | TrueAdvisor