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Roderick Smyth

29 Years of Experience
Broker

Roderick Smyth is a registered investment advisor, based in Richmond, VA, with 29 years of industry experience.

Location

1214 E. Cary St., Richmond, VA, 23219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Roderick is the Chairman of the Board of Directors for Riverfront Investment Group, LLC, and a Registered Representative for ALPS Distributors, Inc., dedicating full-time hours to each. He also serves on the Virginia Retirement Systems Investment Advisory Committee and owns several rental properties, spending minimal time on these activities.

Employment History
Current Registrations
Alps Distributors, INC.Broker
March 2010 - Present · 16 yrs 1 mo
Riverfront Investment Group, LLC
March 2008 - Present · 18 yrs 1 mo
Previous Registrations
Wachovia Securities, LLC
December 2001 - April 2008 · 6 yrs 4 mos
Wachovia Securities, LLCBroker
October 1999 - April 2008 · 8 yrs 6 mos
First Union Capital Markets CORP.Broker
November 1996 - October 1999 · 2 yrs 11 mos
State Registrations1 state
VA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Roderick Smyth - Financial Advisor | TrueAdvisor