DM
DM

Darlene Mcgregor

29 Years of Experience
Waukesha, WI
Broker

Darlene Mcgregor is a registered investment advisor at Raymond James & Associates, INC., based in Waukesha, WI, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

20800 Swenson Drive, Suite 325, Waukesha, WI, 53186

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
August 2019 - Present · 6 yrs 9 mos
Raymond James & Associates, INC.
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
April 2015 - July 2019 · 4 yrs 3 mos
Wells Fargo Clearing Services, LLC
April 2015 - July 2019 · 4 yrs 3 mos
RBC Capital Markets, LLC
April 1998 - May 2015 · 17 yrs 1 mo
RBC Capital Markets, LLCBroker
March 1998 - May 2015 · 17 yrs 2 mos
Dain Rauscher IncorporatedBroker
May 1996 - March 1998 · 1 yr 10 mos
State Registrations1 state
WI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.