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James Purce

Wells Fargo Advisors
42 Years of Experience
Washington, DC
1 DisclosureBroker
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James Purce is a registered investment advisor at Wells Fargo Advisors, based in Washington, DC, with 42 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1700 K St NW Ste 875, Washington, DC, 20006

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2001
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Wells Fargo Clearing Services, LLC
July 2003 - Present · 23 yrs 3 mos
Wells Fargo Advisors
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Prudential Securities Incorporated
May 1995 - July 2003 · 8 yrs 2 mos
Prudential Securities IncorporatedBroker
November 1992 - July 2003 · 10 yrs 8 mos
Multi-Financial Securities CorporationBroker
February 1992 - December 1992 · 10 mos
First Montauk Securities CORP.Broker
July 1991 - February 1992 · 7 mos
Mutual Service CorporationBroker
November 1989 - June 1991 · 1 yr 7 mos
First Montauk Securities CORP.Broker
August 1989 - November 1989 · 3 mos
Mutual Service CorporationBroker
March 1989 - August 1989 · 5 mos
Lowry Financial Services CorporationBroker
July 1988 - March 1989 · 8 mos
Metlife Securities INC.Broker
June 1987 - June 1988 · 1 yr
Metropolitan Life Insurance CompanyBroker
February 1984 - June 1988 · 4 yrs 4 mos
State Registrations15 states
AZCACTDCFLGALAMDMONYOHORRIVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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