Kay Yamada is a registered investment advisor at Morgan Stanley, based in Rolling Hills Estates, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
609 Deep Valley Drive, Suite 400, Rolling Hills Estates, CA, 90274
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
August 2005 - June 2009 · 3 yrs 10 mos
Citigroup Global Markets INC.Broker
August 2005 - June 2009 · 3 yrs 10 mos
Morgan Stanley
October 2003 - August 2005 · 1 yr 10 mos
Morgan Stanley
November 2002 - December 2002 · 1 mo
Morgan Stanley Dw INC.Broker
November 1998 - August 2005 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1987 - November 1998 · 11 yrs 2 mos
Drexel Burnham Lambert IncorporatedBroker
June 1987 - August 1987 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1984 - May 1985 · 1 yr 3 mos
State Registrations25 states
AZCACOCTDCDEFLHIILKYMAMINJNMNVNYOKORSCTXUTVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.