Randall Nishimi
Randall Nishimi is a registered investment advisor at Cetera Investment Advisers LLC, based in Sacramento, CA, with 42 years of industry experience. Randall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
7311 Greenhaven Dr Ste 285, Sacramento, CA, 95831
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Randall is the Vice President, Secretary-Treasurer of Rodda & Nishimi, Inc., an entity set up to pay bills and salaries, since 1994. He spends minimal time maintaining business records and paying bills.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
State Registrations36 states
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