Rick Willoughby
Rick Willoughby is a registered investment advisor at Independent Financial Group, LLC, based in Phoenix, AZ, with 26 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
15022 S 40th Pl, Phoenix, AZ, 85044
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2011Customer Dispute
July 2010Other Business ActivitiesSells Insurance
Rick is a 50% owner of Symphony Financial Services, a DBA used for marketing securities, advisory, and insurance services. He dedicates minimal time to this activity.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Independent Financial Group, LLC
Newbridge Securities CorporationBroker
Intersecurities, INC.Broker
Farmers Financial Solutions, LLCBroker
Investors Brokerage Services, INC.Broker
Century 21 Securities CorporationBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.