TS
TS

Thomas Sedoric

42 Years of Experience
Stamford, CT
Broker

Thomas Sedoric is a registered investment advisor, based in Stamford, CT, with 42 years of industry experience.

Location

400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Thomas advises his spouse on strategy and planning for Boo's Bucket List, LLC, attends annual meetings for Piscataqua Savings Bank, provides financial advice through Steward Partners, and owns rental real estate. He spends about half his time with The Sedoric Group of Steward Partners providing financial and planning advice to clients.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs 2 mos
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs 2 mos
Steward Partners Investment Advisory, LLC
April 2018 - Present · 8 yrs 3 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
April 2018 - May 2022 · 4 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
January 2008 - April 2018 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLC
January 2008 - April 2018 · 10 yrs 3 mos
A. G. Edwards & Sons, INC.
January 1998 - January 2008 · 10 yrs
A. G. Edwards & Sons, INC.Broker
January 1985 - January 2008 · 23 yrs
Prudential-Bache Securities INC.Broker
February 1984 - December 1984 · 10 mos
State Registrations21 states
AZCACOCTFLGAHIILMAMDMEMONCNHNJNYPARIVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.