Richard Urciuoli
Richard Urciuoli is a registered investment advisor at Summit Planning Group, INC., based in E. Syracuse, NY, with 41 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 223 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
6674 Hammersmith Dr., E. Syracuse, NY, 13057
Get directionsHistory
Regulatory History (2)
Regulatory
September 2023Employment Separation After Allegations
June 2020Other Business Activities
Richard is a registered investment advisor with Summit Planning Group, Inc., providing financial planning for a fixed or hourly fee, dedicating about 10-20% of his time. He also owns a real estate rental property, which he rents to his DBA, Summit Planning Group, spending minimal time on this activity.
Employment History
Current Registrations
Summit Planning Group, INC.
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Linsco Financial Group, INC.Broker
Mha Financial CORPBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.