LA
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Lewis Assaley

42 Years of Experience
Cincinnati, OH
Broker

Lewis Assaley is a registered investment advisor at Morgan Stanley, based in Cincinnati, OH, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

221 East 4th Street, Atrium Building, Cincinnati, OH, 45202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Lewis serves on the Department of Economics PhD Advisory Board at the University of Cincinnati since 2018, spending minimal time. He provides advice on advancing the goals of the Economics Department's doctoral program and serves as a bridge connecting students with future employment opportunities.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 2003 - April 2007 · 3 yrs 9 mos
Morgan Stanley Dw INC.Broker
July 2003 - April 2007 · 3 yrs 9 mos
Wachovia Securities, LLC
July 2003 - August 2003 · 1 mo
Wachovia Securities, LLCBroker
July 2003 - August 2003 · 1 mo
Prudential Securities Incorporated
September 1999 - July 2003 · 3 yrs 10 mos
Prudential Securities IncorporatedBroker
February 1984 - July 2003 · 19 yrs 5 mos
State Registrations45 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.