MC
MC
Michael Cox
42 Years of Experience
Baltimore, MD
2 DisclosuresBrokerSells Insurance
Michael Cox is a registered investment advisor at Lombard Advisers Incorporated, based in Baltimore, MD, with 42 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 955 clients with $570M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
955 clients
Average Client Portfolio
$594K average
Assets Under Management
$567.4M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.70% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are negotiable and may be lower based on various criteria.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1820 Lancaster St, Baltimore, MD, 21231
Get directionsHistory
Regulatory History (2)
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Customer Dispute
August 2005Denied
Customer Dispute
September 1996Settled
Other Business ActivitiesSells Insurance
Michael is starting to sell life and health insurance in North Carolina.
Employment History
Current Registrations
Lombard Advisers Incorporated
January 2007 - Present · 19 yrs 6 mos
Lombard Securities IncorporatedBroker
January 2007 - Present · 19 yrs 6 mos
Previous Registrations
Wachovia Securities Financial Network, LLC
May 2006 - December 2006 · 7 mos
Wachovia Securities Financial Network, LLCBroker
November 2003 - December 2006 · 3 yrs 1 mo
J.J.B. Hilliard, W.L. Lyons, INC.Broker
May 1990 - January 2004 · 13 yrs 8 mos
Shearson Lehman Hutton INC.Broker
September 1988 - May 1990 · 1 yr 8 mos
The Robinson-Humphrey Company INC.Broker
December 1986 - September 1988 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1984 - January 1987 · 2 yrs 11 mos
State Registrations16 states
DEGAILMAMDMNMONCNYOHPASCTXVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.