RS
ChFC
RS
ChFC
Richard Schiendler
42 Years of Experience
Newport Beach, CA
1 DisclosureBrokerSells Insurance
Richard Schiendler is a ChFC-designated registered investment advisor, based in Newport Beach, CA, with 42 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2003Denied
Other Business ActivitiesSells Insurance
Richard works as an agent/broker selling fixed insurance products. This activity requires minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
February 2003 - August 2023 · 20 yrs 6 mos
Worthmark Financial Services, LLCBroker
June 2000 - December 2001 · 1 yr 6 mos
Securian Financial Services, INC.Broker
April 1995 - August 2023 · 28 yrs 4 mos
Intersecurities, INC.Broker
July 1991 - March 1993 · 1 yr 8 mos
Manequity, INC.Broker
May 1990 - February 1995 · 4 yrs 9 mos
Federation for Financial IndependenceBroker
April 1987 - July 1991 · 4 yrs 3 mos
Integrated Resources Equity CorporationBroker
May 1986 - May 1987 · 1 yr
Manequity, INC.Broker
April 1984 - November 1986 · 2 yrs 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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