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Roy Matlock

Pks Advisory Services, LLC
42 Years of Experience
Brentwood, TN
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Roy Matlock is a registered investment advisor at Pks Advisory Services, LLC, based in Brentwood, TN, with 42 years of industry experience. Roy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 4,892 clients with $1.1B in assets under management.

Pks Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
4,892 clients
Average Client Portfolio
$223K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The annual fee varies up to 2.00% depending on assets under management, services rendered, and advisor experience. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1802 Williamson Ct, #101, Brentwood, TN, 37027

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2022
Customer Dispute
October 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Roy is an independent advisor/agent of Purshe Kaplan Sterling Advisory, spending about a quarter of his time meeting with clients and training other advisors. Roy also owns RMJ Insurance LLC, sells fixed insurance, and owns several other businesses including a radio show, a sales tool app, and technology/marketing services companies.

Employment History
Current Registrations
Pks Advisory Services, LLC
November 2023 - Present · 2 yrs 11 mos
Purshe Kaplan Sterling InvestmentsBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Pks Advisory Services, LLC
September 2023 - October 2023 · 1 mo
Terra Wealth
July 2022 - October 2023 · 1 yr 3 mos
Purshe Kaplan Sterling InvestmentsBroker
March 2022 - October 2023 · 1 yr 7 mos
Primerica Advisors
October 2020 - May 2022 · 1 yr 7 mos
PFS Investments INC.Broker
March 1984 - May 2022 · 38 yrs 2 mos
State Registrations10 states
ALCAFLGAILKYORTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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