Roy Matlock
Roy Matlock is a registered investment advisor at Pks Advisory Services, LLC, based in Albany, NY, with 41 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 4,416 clients with $910M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
PKS Advisory Services provides investment management for an annual fee based on the value of your investments. The fee can be up to 2.75% and varies depending on the amount you invest, the type of services you need, and the experience of the advisor. This fee does not include brokerage commissions or other transaction costs.
Location
80 State Street, Albany, NY, 12207
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
March 2022Customer Dispute
October 2003Other Business ActivitiesSells Insurance
Roy is an independent advisor/agent of Purshe Kaplan Sterling Advisory, spending about a quarter of his time meeting with clients and training other advisors. Roy also owns RMJ Insurance LLC, sells fixed insurance, and owns several other businesses including a radio show, a sales tool app, and technology/marketing services companies.
Employment History
Current Registrations
Pks Advisory Services, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Pks Advisory Services, LLC
Terra Wealth
Purshe Kaplan Sterling InvestmentsBroker
Primerica Advisors
PFS Investments INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.