Michael Schwartz
Michael Schwartz is a registered investment advisor at Independent Financial Group, LLC, based in Washington Crossing, PA, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
1105 Taylorsville Road, Suite 321, Washington Crossing, PA, 18977
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2002Other Business ActivitiesSells Insurance
Michael is an insurance agent, providing various types of insurance, and also provides accounting services and tax preparation. He also writes articles on business subjects and works as a business consultant, offering business valuations to small business owners; he spends about half his time as the owner of Schwartz Financial Services, used for marketing purposes.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
Next Financial Group, INC.
Next Financial Group, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Sunamerica Securities, INC.Broker
Southmark Financial Services, INC.Broker
Columbia Asset Management CORP.Broker
Reliastar Financial Marketing CORP.Broker
Metropolitan Life Insurance CompanyBroker
Reliastar Financial Marketing CORP.Broker
Rothman Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.