Thomas Friedberg is a registered investment advisor at Sutter Capital Partners, LLC, based in Irvine, CA, with 34 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $25.0M | 0.65% |
| $25.0M - $100.0M | 0.50% |
| $100.0M - $250.0M | 0.50% |
| $250M+ | 0.50% |
Fees are negotiable based on the size and nature of the account, the investment strategies used, and the nature of the services provided. Over $250,000,000 is negotiable.
Fee Estimator
Location
6 Venture, Suite 395, Irvine, CA, 92168
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a 100% owner of Mineral King Partners, LLC, a business consulting firm, and an independent contractor for Sutter Securities Inc. and Sutter Securities Financial Services, Inc. He also provides in-home supportive services to a disabled friend, dedicating about a quarter of his time.
Employment History
Current Registrations
Sutter Capital Partners, LLC
Sutter Securities Incorporated
Sutter Securities IncorporatedBroker
Boustead Securities, LLCBroker
Previous Registrations
Sutter Capital Partners, LLC
Sutter Securities Clearing, LLCBroker
Janco Partners, INC.Broker
Brean Murray & CO., INC.Broker
Tucker Anthony IncorporatedBroker
Janco Partners, INC.Broker
Genesis Merchant Group Securities LLCBroker
Piper, Jaffray & Hopwood IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.