Leslie Smith
Leslie Smith is a registered investment advisor at Osaic Wealth, INC., based in San Mateo, CA, with 38 years of industry experience. Leslie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
San Mateo, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leslie is a Managing Member/Owner of Coronado Financial Group, an Independent RIA, taking about half of her time. She also works as an agent providing annuities, life, and disability insurance, dedicating about 10-20% of her time, and is a consultant, spending minimal time on this.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Coronado Financial Group L.L.C.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Aig Financial Advisors, INC.
Sunamerica Securities, INC.
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Ba Investment Services, INC.Broker
Gna Securities, INC.Broker
Integrated Resources Investment Centers, INC.Broker
Wedbush Securities, INC.Broker
Long Beach Securities CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.