John Buck is a registered investment advisor, based in Chevy Chase, MD, with 41 years of industry experience.
Location
Chevy Chase, MD
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 1991Settled
Other Business Activities
John opened Lagniappe Financial Inc. as a corporation to deposit his Raymond James paychecks, spending minimal time on it. This activity is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2020 - Present · 6 yrs
Raymond James Financial Services, INC.Broker
May 2020 - Present · 6 yrs
Raymond James Financial Services, INC.
May 2020 - Present · 6 yrs
Previous Registrations
Morgan StanleyBroker
December 2010 - May 2020 · 9 yrs 5 mos
Morgan Stanley
December 2010 - May 2020 · 9 yrs 5 mos
Suntrust Investment Services, INC.
November 2003 - December 2010 · 7 yrs 1 mo
Suntrust Investment Services, INC.Broker
October 2003 - December 2010 · 7 yrs 2 mos
Raymond James Financial Services
September 2000 - November 2003 · 3 yrs 2 mos
Raymond James Financial Services, INC.Broker
January 1999 - November 2003 · 4 yrs 10 mos
Robert Thomas Securities, INCBroker
July 1992 - January 1999 · 6 yrs 6 mos
Dean Witter Reynolds INC.Broker
July 1990 - July 1992 · 2 yrs
Shearson Lehman Hutton INC.Broker
April 1988 - April 1988 · 0 mos
Gruntal & CO. IncorporatedBroker
March 1988 - June 1990 · 2 yrs 3 mos
E. F. Hutton & Company INCBroker
August 1986 - April 1988 · 1 yr 8 mos
Wheat, First Securities, INC.Broker
August 1984 - August 1986 · 2 yrs
State Registrations24 states
CACOCTDCFLILLAMAMDMEMIMTNCNMNYORPASCTNTXUTVAVTWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.