Thomas Costello
Thomas Costello is a registered investment advisor at Osaic Wealth, INC., based in Atlanta, GA, with 39 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1117 Perimeter Center West, Suite W507, Atlanta, GA, 30338
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2002Customer Dispute
June 2001Regulatory
October 1989Criminal
January 1980Other Business ActivitiesSells Insurance
Thomas is a managing partner at CKM Capital Group, a securities and insurance company, since 2007, dedicating a few hours per week. He also has power of attorney for his mother.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
First Montauk Securities CORP.
First Montauk Securities CORP.Broker
Marion Bass Securities CorporationBroker
Centennial Capital Management, INC.Broker
Cadaret, Grant & CO., INC.Broker
Argent Securities, INC.Broker
Corporate Securities Group, INC.Broker
Waddell & Reed, INC.Broker
Fortis Investors, INC.Broker
H. T. Fletcher Securities IncorporatedBroker
Power Securities CorporationBroker
Jason Mackenzie Securities CorporationBroker
The Stuart-James Company, INC.Broker
Blinder, Robinson & Co.,inc.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.