James Covell
James Covell is a registered investment advisor at RBC Capital Markets, LLC, based in Hampton Bays, NY, with 41 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
223 West Montauk Highway, Suite 206, Hampton Bays, NY, 11946-3536
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2009Customer Dispute
November 1999Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Tucker Anthony IncorporatedBroker
First Albany CorporationBroker
First Albany CorporationBroker
Lehman Brothers INC.Broker
Mclaughlin, Piven, Vogel INC.Broker
State Registrations48 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.