William Phillips is a CFP-designated registered investment advisor, based in San Rafael, CA, with 42 years of industry experience.
Location
4340 Redwood Highway, Suite B-60, San Rafael, CA, 94903
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William has several business activities, including an inactive consulting business, selling non-variable insurance products (life, disability, long-term care, and fixed annuities), and working for HUB International. He dedicates full-time hours to HUB International and his Registered Investment Advisor DBAs.
Employment History
Current Registrations
HUB International Investment Services INC.Broker
HUB International Investment Services INC.
LPL Financial LLCBroker
Global Retirement Partners LLC
Previous Registrations
Osaic Fs, INC.
Osaic Fs, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Pruco Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.