JS
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James Swanson
23 Years of Experience
Union, WA
1 Disclosure
James Swanson is a registered investment advisor at Jrs Investments and Wealth Preservation, LLC, based in Union, WA, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 172 clients with $16M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
172 clients
Average Client Portfolio
$92K average
Assets Under Management
$15.8M
Fee Structure
Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.5M | 1.25% |
| $2.5M - $5.0M | 1.00% |
| $5M+ | 0.75% |
All fees are negotiable. For accounts under $25,000, fees are negotiable, but will not be greater than 2%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Union, WA
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
November 2001Employment History
Current Registrations
Jrs Investments and Wealth Preservation, LLC
June 2008 - Present · 17 yrs 10 mos
Previous Registrations
Next Financial Group, INC.
June 2002 - June 2008 · 6 yrs
State Registrations3 states
CAHIWA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.