Reginald Hunnicutt is a registered investment advisor, based in Midland, NC, with 41 years of industry experience.
Location
Midland, NC
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2018Settled
Other Business Activities
Reginald serves as an Elder and Committee Chairman for Rocky River Presbyterian, a board fiduciary role since 1992. He dedicates a few hours per week to decision-making on governance matters for the local congregation.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2025 - Present · 1 yr 4 mos
Cetera Wealth Services, LLCBroker
March 2025 - Present · 1 yr 4 mos
Previous Registrations
Wealth Enhancement Brokerage Services, LLCBroker
February 2022 - December 2024 · 2 yrs 10 mos
LPL Financial LLCBroker
January 2022 - February 2025 · 3 yrs 1 mo
Wealth Enhancement Advisory Services, LLC
January 2022 - December 2024 · 2 yrs 11 mos
Cetera Advisor Networks LLC
December 2001 - January 2022 · 20 yrs 1 mo
Cetera Advisor Networks LLCBroker
July 1994 - January 2022 · 27 yrs 6 mos
Keogler, Morgan & Company, INC.Broker
September 1992 - July 1994 · 1 yr 10 mos
A. G. Edwards & Sons, INC.Broker
August 1989 - September 1992 · 3 yrs 1 mo
First Charlotte CorporationBroker
January 1989 - September 1989 · 8 mos
Wheat, First Securities, INC.Broker
March 1986 - December 1988 · 2 yrs 9 mos
Investors Brokerage Services, INC.Broker
April 1984 - March 1986 · 1 yr 11 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.