Mark Greenberg
Mark Greenberg is a CFP-designated registered investment advisor at Wealth & Tax Planners LLC, based in Walnut Creek, CA, with 41 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 250 clients with $75M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wealth & Tax Planners charges an annual fee for managing your investment portfolio, ranging from 0.5% to 2.0% of the value of your investments. The fees are not based on capital gains or appreciation. There is generally a $100,000 minimum account size. Fees are invoiced quarterly, usually in arrears, and are either deducted directly from the account or paid separately by the client. Fees may be negotiable in some cases, and temporary fee reductions may be justified.
Location
3021 Citrus Circle, Suite 200, Walnut Creek, CA, 94598
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is an insurance agent selling life and long-term care insurance, dedicating a few hours per week to this activity. He also owns and manages rental properties in Texas and Nevada, spending about 10-20% of his time on these ventures.
Employment History
Current Registrations
Wealth & Tax Planners LLC
Previous Registrations
Private Client Services, LLCBroker
Mutual Securities, INC.Broker
Financial Telesis INCBroker
Multi-Financial Securities CorporationBroker
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
Derand/pennington/bass, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.