SC
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Scotto Caggiano
37 Years of Experience
Timonium, MD
1 DisclosureBroker
Scotto Caggiano is a registered investment advisor at Eagle Strategies LLC, based in Timonium, MD, with 37 years of industry experience. Scotto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2404 advisors
Number of Clients
111,361 clients
Average Client Portfolio
$228K average
Assets Under Management
$25.4B
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
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Location
Timonium Ii Building, 1954 Greenspring Drive Suite 700, Timonium, MD, 21093
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2006Denied
Employment History
Current Registrations
Eagle Strategies LLC
January 2017 - Present · 9 yrs 6 mos
Nylife Securities LLCBroker
October 2004 - Present · 21 yrs 9 mos
Previous Registrations
Eagle Strategies LLC
July 2013 - January 2017 · 3 yrs 6 mos
Signator Investors, INC.Broker
October 2003 - August 2004 · 10 mos
Metlife Securities INC.Broker
June 1990 - September 2003 · 13 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
June 1990 - September 2003 · 13 yrs 3 mos
Drexel Burnham Lambert IncorporatedBroker
January 1987 - June 1989 · 2 yrs 5 mos
State Registrations9 states
CTDCDEMDNJNYPAVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.