Timoleon Nicholaou
Timoleon Nicholaou is a registered investment advisor at Integrity Alliance, LLC, based in Rochester, MI, with 34 years of industry experience. Timoleon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
900 W University Dr, Suite D, Rochester, MI, 48307
Get directionsHistory
Regulatory History (8)
Customer Dispute
January 2003Customer Dispute
November 2002Customer Dispute
April 2002Regulatory
March 1999Customer Dispute
July 1998Customer Dispute
January 1995Regulatory
September 1993Customer Dispute
January 1988Other Business ActivitiesSells Insurance
Timoleon is the president of Consolidated Financial Mgmt & Tax Service, a DBA for securities, fixed insurance, tax preparation, and bookkeeping. He also works as CFO for Diversified Design Associates and manages Nicholaou & Associates, and works nearly full-time as an independent insurance agent selling fixed insurance products.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Integrity Alliance, LLC
Previous Registrations
Asset Advisors, LLC
Professional Asset Management, INC.Broker
Leonard & CompanyBroker
Saperston Financial INC.Broker
First of Michigan CorporationBroker
Drexel Burnham Lambert IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.