Gregory Pawlak
Gregory Pawlak is a registered investment advisor at RBC Capital Markets, LLC, based in Appleton, WI, with 42 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
717 North Mccarthy Road, Appleton, WI, 54913
Get directionsHistory
Regulatory History (3)
Regulatory
April 2010Regulatory
April 1989Customer Dispute
December 1986Other Business Activities
Gregory is a committee member for the Community Foundation of the Fox Cities and a board member for the Community Foundation of the Fox Valley. He dedicates minimal time to each of these roles, reviewing investment manager performance and fulfilling board member duties, respectively.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Dain Rauscher IncorporatedBroker
Everen Securities, INC.Broker
Blunt Ellis & Loewi IncorporatedBroker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.