EB
EB

Edward Blackman

41 Years of Experience
Greenwood Village, CO
3 DisclosuresBroker

Edward Blackman is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Greenwood Village, CO, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

6312 S Fiddlers Green Circle, Suite 520E, Greenwood Village, CO, 80111

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 1997
Final
Customer Dispute
February 1994
Settled
Regulatory
November 1991
Final
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
October 2016 - Present · 9 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2001 - Present · 25 yrs
Previous Registrations
Auerbach, Pollak & Richardson INC.Broker
December 2000 - May 2001 · 5 mos
American Fronteer Financial CorporationBroker
September 1994 - December 2000 · 6 yrs 3 mos
Hibbard Brown & CO., INC.Broker
May 1988 - August 1994 · 6 yrs 3 mos
Sherwood Capital, INC.Broker
February 1987 - May 1988 · 1 yr 3 mos
First Jersey Securities, INC.Broker
May 1984 - January 1987 · 2 yrs 8 mos
State Registrations26 states
ALAZCACOFLGAIDILKYMDMNMSNCNENJNYOHOKRISCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.