David Nielsen
David Nielsen is a registered investment advisor at LPL Financial LLC, based in Belle Chasse, LA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8558 Highway 23 Ste 1, Belle Chasse, LA, 70037
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
February 1996Employment Separation After Allegations
November 1995Regulatory
August 1995Other Business ActivitiesSells Insurance
David sells life insurance and fixed annuities. He also owns a real estate rental property, operates Nielsen Investments as a DBA for his LPL business, and manages Nielsen Marine Services LLC, which involves livestock and pasture land.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Fsc Securities CorporationBroker
Edward D. Jones & CO., L.P.Broker
Securities Management & Research, INC.Broker
Bnl Securities INC.Broker
John Hancock Distributors, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.