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James Payne

Raymond James Financial Services Advisors, INC
42 Years of Experience
Charleston, WV
1 DisclosureBroker
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James Payne is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Charleston, WV, with 42 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1207 Quarrier Street, Suite 306, Charleston, WV, 25301

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2010
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James has a personal investment and is a 50% owner of Payne Investment Team LLC, a support company. He dedicates minimal time to each of these activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2013 - Present · 13 yrs 6 mos
Raymond James Financial Services, INC.Broker
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
The Huntington Investment Company
March 2005 - April 2013 · 8 yrs 1 mo
The Huntington Investment CompanyBroker
March 2005 - April 2013 · 8 yrs 1 mo
RBC Dain Rauscher INC.
May 2002 - April 2005 · 2 yrs 11 mos
RBC Dain Rauscher INC.Broker
March 2002 - April 2005 · 3 yrs 1 mo
Tucker Anthony IncorporatedBroker
March 2000 - March 2002 · 2 yrs
First Union Securities, INC.Broker
October 1999 - March 2000 · 5 mos
First Union Capital Markets CORP.Broker
January 1991 - October 1999 · 8 yrs 9 mos
Butcher & Singer INC.Broker
September 1987 - January 1991 · 3 yrs 4 mos
Dean Witter Reynolds INC.Broker
March 1984 - September 1987 · 3 yrs 6 mos
State Registrations10 states
FLGALANCNYOHSCTXWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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