Lee Scott Rawiszer

LPL Financial LLC

41 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning

LPL Financial LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

26657 advisors

Number of Clients

1,676,192 clients

Average Client Portfolio

$369K average

Assets Under Management

$618.9B

Fee Structure

Minimum Investment:$1K

Location

315 Post Road West, Westport, CT, 06880

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History

Regulatory History (2)

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Customer Dispute

January 2025

Pending

Customer Dispute

February 2024

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Lee operates under the DBA Trivium Point Advisory for his LPL business and is an IAR for Trivium Point Advisory, LLC, dedicating nearly full-time hours to investment advisory services. Lee also has interests in PFP Insurance Group (non-variable insurance), Trivium Point Accounting, PFP Holdings LLC, PFP Management LLC, and Trivium Point Holdings, LLC for tax/investment purposes.

Employment History

Current Registrations

LPL Financial LLCBroker

December 2023 - Present · 2 yrs 2 mos

Trivium Point Advisory, LLC

May 2018 - Present · 7 yrs 9 mos

Previous Registrations

Purshe Kaplan Sterling InvestmentsBroker

May 2018 - December 2023 · 5 yrs 7 mos

Kestra Advisory Services, LLC

May 2016 - May 2018 · 2 yrs

Kestra Investment Services, LLCBroker

May 2003 - May 2018 · 15 yrs

NFP Advisor Services, LLC

May 2003 - September 2016 · 13 yrs 4 mos

1717 Capital Management Company

February 1993 - May 2003 · 10 yrs 3 mos

1717 Capital Management CompanyBroker

August 1986 - May 2003 · 16 yrs 9 mos

New York Life Securities CORP.Broker

May 1984 - August 1986 · 2 yrs 3 mos

State Registrations20 states

ALAZCACOCTDEFLGAHIMAMEMINCNJNYPASCTXVAWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.