Lee Rawiszer
Lee Rawiszer is a registered investment advisor at LPL Financial LLC, based in Wilton, CT, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
40 Danbury Road, Suite 301, Wilton, CT, 06897
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2025Customer Dispute
February 2024Other Business ActivitiesSells Insurance
Lee operates under the DBA Trivium Point Advisory for his LPL business and is an IAR for Trivium Point Advisory, LLC, dedicating nearly full-time hours to investment advisory services. Lee also has interests in PFP Insurance Group (non-variable insurance), Trivium Point Accounting, PFP Holdings LLC, PFP Management LLC, and Trivium Point Holdings, LLC for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
Trivium Point Advisory, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
NFP Advisor Services, LLC
1717 Capital Management Company
1717 Capital Management CompanyBroker
New York Life Securities CORP.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.