TC
TC

Tommy Collins

26 Years of Experience
Lynchburg, VA
Broker

Tommy Collins is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Lynchburg, VA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

5998 Boonsboro Road, Lynchburg, VA, 24503

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
January 2010 - Present · 16 yrs 4 mos
Robert W. Baird & CO. Incorporated
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - January 2010 · 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2010 · 7 mos
Citigroup Global Markets INC.
July 2006 - June 2009 · 2 yrs 11 mos
Citigroup Global Markets INC.Broker
June 2006 - June 2009 · 3 yrs
Suntrust Investment Services, INC.Broker
May 2003 - June 2005 · 2 yrs 1 mo
Aetna Life Insurance and Annuity CompanyBroker
March 1984 - December 1988 · 4 yrs 9 mos
State Registrations20 states
ALCACOFLHIIDKYMDMIMNNMNYOHPASCSDTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tommy Collins - Financial Advisor | TrueAdvisor