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Joel Singer
38 Years of Experience
Anderson, IN
1 DisclosureBroker
Joel Singer is a registered investment advisor at Raymond James & Associates, INC., based in Anderson, IN, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2625 Enterprise Drive, Anderson, IN, 46013
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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1999Denied
Other Business Activities
Joel is the owner of Singer Squared LLC, a holding company for a leasehold, and spends minimal time on it. This activity is not investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
July 2009 - Present · 17 yrs
Raymond James & Associates, INC.
July 2009 - Present · 17 yrs
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - August 2009 · 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2009 · 2 mos
Citigroup Global Markets INC.
June 2003 - June 2009 · 6 yrs
Citigroup Global Markets INC.Broker
June 2003 - June 2009 · 6 yrs
Prudential Securities Incorporated
December 1998 - June 2003 · 4 yrs 6 mos
Prudential Securities IncorporatedBroker
February 1992 - June 2003 · 11 yrs 4 mos
Keogler, Morgan & Company, INC.Broker
January 1990 - April 1990 · 3 mos
Financial Network Investment CorporationBroker
January 1990 - February 1990 · 1 mo
Dean Witter Reynolds INC.Broker
March 1986 - December 1989 · 3 yrs 9 mos
State Registrations21 states
ARAZCACOCTFLILINLAMAMIMNMOMTNJNVNYORPRTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.